Initial filing by director officer or owner of more than ten percent.

Statement of changes in beneficial ownership of securities

Report of unscheduled material events or corporate event

Amended Registration statement for face-amount certificate companies

EFFECT

CORRESP

Form of prospectus that discloses information previously omitted from the prospectus

Form of prospectus that discloses information previously omitted from the prospectus

Report of unscheduled material events or corporate event

Quarterly report which provides a continuing view of a company's financial position